Erik Penser Bank AB

Erik Penser Bank AB is a privately owned Swedish bank based in Stockholm that focuses on wealth management, brokerage, equity research and corporate finance for private clients, entrepreneurs, family offices, foundations and small to mid-sized companies. It is authorised and supervised by Finansinspektionen to conduct banking and securities operations and is included in the Swedish deposit guarantee scheme (insättningsgarantin) administered by Riksgälden, which protects eligible deposits up to SEK 1,050,000 per depositor; Sweden’s investor protection scheme applies separately to certain client assets up to SEK 250,000 if an institution fails to return financial instruments or funds. The bank provides discretionary and advisory asset management, custody accounts and ISK, access to trading in funds, equities and fixed income, and selected pension and insurance wrappers distributed via partners. Its corporate finance unit advises on equity capital markets transactions and M&A for Nordic small and mid caps, including listings and capital raisings, and distributes issuer and sponsored research that is labelled and governed by MiFID II conflict-of-interest and disclosure rules. Fees and minimums vary by mandate and service and are provided in pre-contractual information and tariff schedules. Onboarding follows Swedish AML/KYC and MiFID suitability requirements, and the firm publishes policies on best execution, order handling, complaints and sustainability disclosures under EU rules. Banking deposits are covered within statutory limits; investments are not covered by the deposit guarantee and can fluctuate in value, and market, liquidity and counterparty risks remain the client’s responsibility.