Carnegie Investment Bank AB, Finland filial

Carnegie Investment Bank AB, Finland filial is the Finnish branch of the Swedish investment bank Carnegie Investment Bank AB and operates from Helsinki under the EU single passport. The branch focuses on corporate finance advisory (including M&A and equity capital markets), institutional equities brokerage and research, and discretionary wealth management aimed at professional and high‑net‑worth clients; it is not positioned as a retail bank and does not provide everyday consumer banking. As a branch of a Swedish credit institution, prudential supervision is led by Finansinspektionen (Sweden), with the Finnish Financial Supervisory Authority overseeing local conduct of business; investor protection, best execution, product governance and suitability follow MiFID II and applicable Finnish and Swedish rules. Clients can expect bespoke mandates with eligibility criteria and minimums, fee structures linked to mandate complexity and transaction volumes, and standard onboarding requirements covering KYC/AML, tax residency and beneficial ownership. Equity research emphasizes Nordic issuers, including Finnish companies, and trading access is primarily targeted at professional investors. Key risks relate to market volatility, liquidity in Nordic small and mid caps, potential conflicts between advisory, research and trading, and cross‑border legal and tax considerations; conflicts and inducements are disclosed under applicable law. Client assets are held with appointed custodians and subject to segregation requirements, with compensation or guarantee schemes applying under Swedish and EU frameworks depending on the service. Complaints are handled through the firm’s internal process and may be escalated to the competent authorities or dispute resolution bodies in Finland or Sweden.