Mitsubishi UFJ Investor Services and Banking (Luxembourg) S.A.

Mitsubishi UFJ Investor Services and Banking (Luxembourg) S.A. is a Luxembourg-domiciled credit institution within Mitsubishi UFJ Financial Group, aligned with the investor services business of Mitsubishi UFJ Trust and Banking Corporation. The entity operates in Luxembourg’s fund and securities services ecosystem, focusing on institutional clients rather than retail. Its core offering typically covers global custody and safekeeping of financial instruments, cash accounts and liquidity services, depositary and oversight functions for UCITS and AIFs (including cash-flow monitoring and asset ownership verification), agency roles such as paying agent for Luxembourg-domiciled products, and operational support around corporate actions, tax relief processing, reconciliations, and regulatory reporting. It leverages MUFG’s global network for sub‑custody and market access, enabling cross‑border settlement and multi‑market asset servicing across listed equities, fixed income, and money-market instruments, with record‑keeping arrangements for other assets as required by AIFMD. The institution is supervised by the Commission de Surveillance du Secteur Financier under Luxembourg banking law and is subject to EU regulations applicable to depositaries and investment services. Onboarding follows standard KYC/AML requirements and transaction screening; service delivery is typically governed by negotiated SLAs, with fees structured as a mix of asset‑based charges, transaction fees, and fixed components for depositary oversight and agency roles. As a Luxembourg bank, it participates in the national deposit guarantee and investor compensation frameworks, with coverage subject to statutory limits, eligibility, and exclusions that often do not extend to most institutional clients. Clients should assess the delineation of responsibilities where multiple services are obtained within the same group, the use of sub‑custodians, and the availability of independent controls reporting (e.g., ISAE 3402/SOC 1), and should verify exact service scope and terms at contract stage.